SIE Exam Study Guide - Test Prep To Pass The security Industry Essentials Exam
SIE Exam Study Guide - Test Prep To Pass The security Industry Essentials Exam: Practice Questions & Complete Review Edition - Contains Hundreds of Practice Test Questions by Evan Benitez, Evan Benitez
English | September 22, 2024 | ISBN: N/A | ASIN: B0DHT51GDT | 742 pages | EPUB | 1.99 Mb
English | September 22, 2024 | ISBN: N/A | ASIN: B0DHT51GDT | 742 pages | EPUB | 1.99 Mb
If you want to pass the SIE exam, but don’t have a lot of time for studying, pay attention….
SIE Exam Test Prep Study Guide
You are no doubt a busy professional with a lot of things going on! It can be challenging to find the time to study in preparation for the SIE exam. However, the truth is that the SIE test is a challenging test. It is normal to have some anxiety about taking this test.
Thorough preparation cannot be overlooked. That is why the author Evan Benitez, a securities professional, developed the SIE EXAM PREP Study Guide! This edition is a practice questions & complete review edition. It covers all essential concepts found on the exam from all categories of the exam. It contains hundreds of practice questions. You can listen to or read it wherever life takes you!
Its sections include:
- Introduction to the SIE Exam
- Understanding Basic Securities
- Core Concepts: Understanding Securities
- The Primary and Secondary Markets
- Regulatory Framework and Agencies
- Investment Companies and Mutual Funds
- Business Economic Factors
- Regulatory Framework in the Securities Industry
- Types of Market Participants
- Understanding Financial Statements
- Primary and Secondary Markets
- Customer Accounts and Trade Processing
- Investment Companies and Products
- Fixed Income Securities
- Understanding Financial Statements
- Options and Derivatives
- Taxation and Retirement Accounts
- Economic Factors and Business Information
- Ethics and Professional Conduct
- Ethics and Professional Responsibilities
- Risk Management
- Retirement Plans
- Capital Markets and Instruments
- Insurance Products
- Analyzing Securities
- Margin and Leverage
- Practical Study Techniques
- Conclusion
Each section is divided into further subsections making sure all aspects of the exam are covered! If you listen to or read our study guide and take the time to really understand the concepts, we are confident you will pass the test and be on your way to a rewarding career!